<ul><li>Filing of various quarterly, half yearly and yearly RBI returns </li><li>Keeping track of circulars issued by RBI on day to day basis and intimation to the same to various departments</li><li>Liaising with various regulatory and government bodies for approval updates and adhoc requests and queries </li><li>Dealing with queries raised by RBI or any other statutory bodies</li><li>Preparing and providing compliance report on a regular basis</li><li>Obtaining data from various departments, review of the same before submission to RBI during inspection.</li></ul>

Should have experience into filing RBI returns and regulations terms.

Should have experience as a compliance executive/officer in NBFC only

Operations Executive

English

Hindi

At 5paisa we know the value of money and we know that investment must guarantee safety as well as returns. We are backed by one of India's leading financial services companies - IIFL. Our experience has now turned into expertise and we ensure that whatever we do, our customers are our priority. That being said, we understand our customer's needs and provide next-generation technology with effective solutions for a hassle-free investment experience at a negligible cost. We are the best discount broker in the business, and we work around the clock to make sure we are facilitating the best for our customers. From remarkable trading platforms, expert researches, the lowest trading fee of just Rs 10 per order, we ensure that there is no compromise when it is for a user's experience. We are constantly working to make our services better with every day. So what are you waiting for? Open a paperless demat account with us today and manage all your investments at one place. Not just that, we are very sincere with our customer care.

Compliance Executive

Job description